Trademarks: If You Don’t Use Them, You’ll Lose Them

nat rosasco • May 15, 2019

Registering trademarks for your name or logo is a great step to establishing your brand with consumers and investors. However, registration is just the first step; there are many more that you must take to maintain your trademarks. Trademarks do not expire after a set term like patents and copyrights, but their protection does depend on your continued use. You must file proof of your continued use every so often with the United States Patent & Trademark Office (“USPTO”). This article summarizes the post-registration deadlines and filing requirements to maintain your trademarks.

 

Note: The USPTO will not remind you of deadlines outlined in this article. As the trademark owner, it is up to you to record these dates and timely file the appropriate paperwork and pay the corresponding fees. Also, beware of third-party solicitations that look like official USPTO correspondence. They’re often foreign entities and comprised of non-attorneys, and they’ll offer to file your maintenance paperwork for a grossly marked up fee. Now, onto the filings…

 

Declaration of Use or Excusable Nonuse

When? Between years 5 and 6 after registration.

Where? Online with the USPTO “TEAS” or paper submission.

How much? $125 with TEAS or $225 via paper, per class of goods or services.

 

The first maintenance filing comes 5 years after your trademark’s registration date. The Declaration of Use is your attestation that you’re still using the trademark in connection with certain goods or services. Your Declaration must also include an example of how you’re using the trademark, called a specimen. It’s the most common filing at this stage in the maintenance of your trademark.

 

Alternatively, if you weren’t always using your trademark but want to maintain your registration, you can file an Excusable Nonuse. The Excusable Nonuse must include the date when you stopped using your trademark and the details around why you stopped using it. You must also include the specific steps you’re taking to resume use of your trademark.

 

The Declaration of Use or Excusable Nonuse can be filed online with the USPTO with a filing fee of $125 or submitted via paper application with an increased fee of $225, per class of goods or services. You must file these forms between years 5 and 6 from the date of your trademark registration, but you can extend the deadline for an additional 6 months with an added $100 fee.

 

Declaration of Use/Excusable Nonuse plus Application for Renewal

 

When? Between years 9 and 10 after registration, and every 9th and 10th year period thereafter.

Where? Online with the USPTO “TEAS” or paper submission.

How much? $425 with TEAS or $725 via paper, per class of goods or services

 

The second maintenance filing comes 9 years after your trademark’s registration, and must be filed between every 9th and 10th year period after that. This filing includes another Declaration of Use or Excusable Nonuse combined with an Application for Renewal. This combined filing can be submitted online with the USPTO with a filing fee of $425 or via paper application with an increased fee of $725, per class of goods or services. You can extend the filing deadline for an additional 6 months with an added $200 fee.

 

Conditional filings: Declaration of Incontestability, Amendment, Assignment

 

The following filings depend on certain conditions rather than deadlines. A Declaration of Incontestability is optional but provides you additional protection at a relatively cheap cost. The Declaration is your statement that you have been using the trademark continuously for 5 years without any adverse legal decision or pending proceeding involving the trademark. Once filed, the Declaration shields the owner from certain attacks to the validity of the trademark. It can be filed online with the USPTO with a filing fee of $200 per class of goods or services, and can be combined with a Declaration of Use.

 

If you find that your trademark registration certificate contains errors, you can file an Amendment but only under limited circumstances. For instance, you can remove or add an article in a word mark but an amendment cannot materially alter the mark itself. You can also file an amendment to correct the owner’s name, such as updating it to the proper legal entity after originally listing your business’ trade name. You can file an Amendment online with the USPTO with a filing fee of $100.

 

Finally, if you sell or give your trademark to another owner, you should file an Assignment. The Assignment includes the basic information for the new owner, but also requires you to file a copy of the document actually assigning the trademark rights. The assigning document should include references to the registration numbers and the effective date of the assignment, and be signed by both parties. You can file an Assignment online with the USPTO with a filing fee of $40.

 

Don’t let your brand suffer because you failed to properly maintain your trademark registrations. Record the USPTO’s deadlines and consider other filings when you’re engaging in business that potentially impacts your trademarks. Consult with an attorney experienced with trademarks if you’re unsure whether to submit a filing or need guidance

By nat rosasco February 25, 2021
As this relentlessly awful year mercifully draws to a close, a light at the end of our pandemic tunnel is rapidly approaching. COVID-19 vaccines are poised for approval, and it is expected that distribution will begin in earnest shortly. But no matter how much and how confidently the FDA and other health experts proclaim these vaccines to be safe and effective, there are large numbers of Americans who say they won’t get the shot when it becomes available. The most recent Gallup poll found that only 63 percent of Americans say they are willing to be inoculated against the disease. Many of those who don’t want to get vaccinated will soon find out that they work for an employer who feels differently. Those employers may also tell them that they either need to get the vaccine or need to find a new job. And, in most cases, employers may be well within their rights to terminate employees who refuse to take the COVID-19 vaccine. Mandatory Vaccinations Are Not New Companies that have spent the better part of the year – and lots of money - trying to keep their workplaces COVID-free see the vaccine as the apex of those efforts. With a fully vaccinated workforce, business owners can operate without disruption and provide employees, customers, clients, and patients with confidence and peace of mind. But all of those benefits of the vaccine only accrue to fully vaccinated workforces. So, many companies may mandate that employees get their shot as a condition of continued employment. By doing so, they are following a legally sound path that predates the current pandemic. Well before anyone had heard of coronavirus, plenty of employers, primarily in the health care sector, required employees to get the flu vaccine and vaccinations against other infectious diseases. Most public school districts also require proof of vaccinations before a student can enroll and attend classes. Since most employees in Illinois work on an “at-will” basis, they can face termination for almost any reason not expressly prohibited by federal, state, or local laws. Generally, no law stands in the way of an employer requiring the COVID-19 vaccine for its workers. ADA and Religious Exceptions However, employers who make vaccines mandatory need to be mindful that employees with legitimate health or religious concerns about the vaccine may be protected from termination and other adverse employment actions if they refuse the shot. But these exceptions don’t necessarily apply just because someone doesn’t believe in vaccines generally (“anti-vaxers”) or thinks that forcing them to get vaccination is an infringement on their liberties. Employees who have a disability recognized under the Americans with Disabilities Act (ADA) that prevents them from taking the coronavirus vaccine cannot be forced to get the vaccine, so long as their exemption does not impose an “undue hardship” on the employer. Such disabilities in this context may include a compromised immune system or an allergy to an ingredient in the vaccine. While there has been no definitive guidance on the subject, one could credibly argue that an employee’s refusal to get vaccinated is an “undue hardship” if it places the health and safety of other employees and visitors at increase risk of infection. Even in such cases, however, an employer may need to make a “reasonable accommodation” for the employee, such as allowing them to work from home. Similarly, the anti-discrimination provisions of Title VII of the Civil Rights Act of 1964 may protect a worker if their “sincerely-held religious beliefs” preclude them from getting a vaccination. Such beliefs do not include political or personal views. The burden is on the employee to demonstrate the legitimacy of their religious objections to the vaccine. More Than Legal Issues To Consider Even when an employer is within their legal rights to require employees to get the COVID-19 vaccine, other considerations may weigh against such a mandate. For example, they may need protection against an employee who has an adverse reaction, even if they signed a waiver upon receiving the shot. A vaccination requirement may also get an adverse reaction from employees generally as well as the general public if it seems heavy-handed and overreaching. Of course, those that decide against a mandate face risks if someone does contract the coronavirus in the workplace and sues. Please Contact Grogan Hesse & Uditsky With All Of Your COVID-Related Employment Questions If you have questions or concerns about how to handle vaccinations or other employment issues related to COVID-19, please call us at (630) 833-5533 or contact us online to arrange for a consultation.
By nat rosasco January 11, 2021
The Paycheck Protection Program (PPP) is back , offering a second round of loan forgiveness to new borrowers and qualified second-time PPP borrowers. The second round of PPP loans has earmarked up to $284 billion to support business owners' payroll costs and other eligible expenses through March 31, 2021. Loans will be available to first-time participants on Monday, January 11, and existing PPP participants on Wednesday, January 13. First Draw PPP Loan Eligibility Borrowers that did not participate in the first round are generally eligible for a First Draw PPP Loan if they were in operation on February 15, 2020, and fall into one of the following categories: Businesses with 500 or fewer employees that are eligible for other SBA 7(a) loans. Eligible self-employed individuals (including sole proprietors and independent contractors). Non-profit organizations, including churches. Accommodation and food services operations with no more than 500 employees per location. Sec. 501(c)(6) business leagues with no more than 300 employees that do not receive more than 15% of its income from lobbying. Qualifying news organizations with 500 or fewer employees per location. Second Draw PPP Loan Eligibility Existing PPP participants are generally eligible for a Second Draw PPP Loan if the borrower: Used or will have used its First Draw PPP Loan as authorized. Has no more than 300 employees. Can prove it has suffered at least a 25% reduction in gross income between the same quarters in 2019 and 2020. Our team is committed to monitoring new developments with the PPP and providing you with the information you need. It is essential that your small business consults with knowledgeable corporate attorneys , financial advisors, and accountants on your PPP eligibility and forgiveness applications. If you have any questions about the new eligibility requirements or any other issues involving the PPP, please feel free to call or email us.
By nat rosasco June 5, 2020
Many businesses that received Paycheck Protection Program (“PPP”) funds are coming to the end of their respective eight-week time periods (“Expenditure Period”) during which they must use the PPP funds to obtain forgiveness under the CARES Act. Unfortunately, many of these businesses have found it difficult to reopen and remain fully operational throughout the Expenditure Period and consequently to meet spending thresholds necessary to obtain full forgiveness. Luckily for these businesses, some much needed flexibility is on its way. Paycheck Protection Program Flexibility Act On June 5th, the Paycheck Protection Program Flexibility Act (“PPPFA”) was signed into law. The PPPFA made the following changes relevant to PPP loan forgiveness: Extends the Expenditure Period from eight weeks to the earlier of twenty-four weeks from the date of the loan origination or December 31, 2020. Reduces the required payroll spending amount to a minimum of 60% on payroll instead of the current 75% minimum requirement. This would allow businesses to use the remaining 40% of the PPP funds on rent and other operational items as needed. Extends the deadline for workers to be able to be rehired to December 31, 2020 instead of the current cutoff of June 30, 2020. Extends the PPP loan to a five-year term instead of the current two-year term. As any amendments governing the use and repayment of PPP loans may be vital to a small business’ ability to continue to operate and successfully plan for the future, our team will continue to keep you up to date on the on-going developments. As always, it is important to consult with informed attorneys, financial advisors, bankers and accountants on how best to use your PPP funds. Should you have any questions, don’t hesitate to call or email us.
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